Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM SD
 
Specialized Disclosure Report




Mallinckrodt plc

(Exact name of registrant as specified in its charter)



Ireland
001-35803
98-1088325
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(IRS Employer Identification No.)



3 Lotus Park, The Causeway, Staines-Upon-Thames,
Surrey TW18 3AG, United Kingdom
(Address of principal executive offices)
 
Stephanie D. Miller
Vice President, Corporate Secretary and General Counsel, International
+44 017 8463 6700
(Name and telephone number, including area code,
of the person to contact in connection with this report.)




Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.








Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report

Mallinckrodt plc's Conflict Minerals Report ("CMR") for the calendar year ended December 31, 2019 is filed, in accordance with Rule 13p-1 of the Securities and Exchange Act of 1934, as an Exhibit to this Specialized Disclosure Form ("Form SD") and is publicly available at mallinckrodt.com/investors/sec-filings. The content of any website referred to in this Form SD is included for general information only and is not incorporated by reference in this Form SD or the CMR.

Item 1.02 Exhibit

The CMR required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

Section 2 - Exhibits
Item 2.01 Exhibits

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.








SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 
MALLINCKRODT PLC
 
 
 
 
(Registrant)
 
 
 
 
 
 
 
 
By:
/s/ Stephanie D. Miller
 
Date:
May 28, 2020
Name:
Stephanie D. Miller
 
 
 
Title:
Vice President, Corporate Secretary and
General Counsel, International
 
 
 



Exhibit


Exhibit 1.01

Conflict Minerals Report

Introduction

Mallinckrodt plc is a global business consisting of multiple wholly owned subsidiaries (collectively, “Mallinckrodt” or “the Company”) that develop, manufacture, market and distribute specialty pharmaceutical products and therapies. The Company’s Specialty Brands reportable segment’s areas of focus include autoimmune and rare diseases in specialty areas like neurology, rheumatology, nephrology, pulmonology and ophthalmology; immunotherapy and neonatal respiratory critical care therapies; analgesics and gastrointestinal products. Its Specialty Generics reportable segment includes specialty generic drugs and active pharmaceutical ingredients.

This Conflict Minerals Report (“CMR”) for the year ended December 31, 2019 (“the Reporting Period”) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule imposes certain reporting obligations on U.S. Securities and Exchange Commission (“SEC”) issuers whose manufactured products contain certain minerals which are necessary to the functionality or production of their products. These minerals are cassiterite, columbite-tantalite (coltan), gold, wolframite, and their derivatives, which are limited to tin, tantalum and tungsten (“3TG(s)” or “Conflict Minerals”). The Rule focuses on 3TG emanating from the Democratic Republic of the Congo (“DRC”) region and nine adjoining countries (together, the “Covered Countries”). If an issuer has reason to believe that any of the Conflict Minerals in their supply chain may have originated in the Covered Countries, or if they are unable to determine the country of origin of those Conflict Minerals, then the issuer must exercise due diligence on the Conflict Minerals’ source and chain of custody and submit a CMR to the SEC that includes a description of those due diligence measures.

This CMR relates to the process undertaken for Mallinckrodt products that were manufactured, or contracted to be manufactured, during the Reporting Period and that contain Conflict Minerals. The Company's policy with respect to the sourcing of conflict minerals (the “Conflict Minerals Policy”) can be found on its website at http://mnk.com/about/partnering/suppliers/conflict-minerals-policy/.

Executive Summary

Mallinckrodt performed a Reasonable Country of Origin Inquiry (“RCOI”) on suppliers believed to provide Mallinckrodt with materials or components containing 3TGs necessary to the manufacture of Mallinckrodt’s products, which are limited to its non-drug products (i.e., medical devices). Mallinckrodt’s suppliers identified 303 valid smelters and refineries (“smelters”), of which Mallinckrodt identified 42 as sourcing (or there was reason to believe they may be sourcing) from the Covered Countries. Mallinckrodt’s due diligence review indicated that 34 of these smelters have been audited and are conformant to the Responsible Minerals Assurance Process (“RMAP”). The remaining 8 smelters were subject to Mallinckrodt’s risk mitigation process according to the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High-Risk Areas (“OECD Due Diligence Guidance”).

Company Management Systems

Mallinckrodt’s strong management systems were established according to Step 1 of the OECD Due Diligence Guidance. Mallinckrodt’s management systems included:
Step 1A - Adopted, and clearly communicated to suppliers and the public, a company policy for the supply chain of minerals originating from conflict-affected and high-risk areas:
Implemented a Conflict Minerals policy;
Policy made publicly available at http://mnk.com/about/partnering/suppliers/conflict-minerals-policy/ ; and
Policy communicated directly to suppliers as part of RCOI process.
Step 1B - Structured internal management to support supply chain due diligence.
Maintained an internal cross functional team to support supply chain due diligence;
Appointed a member of the senior staff with the necessary competence, knowledge, and experience to oversee supply chain due diligence; and
Applied the resources necessary to support the operation and monitoring of these processes including internal resources and external consulting support.

1



Step 1C - Established a system of transparency, information collection and control over the supply chain:
Implemented a process to collect required supplier and smelter RCOI and due diligence data. Full details on the supply chain data gathering are included in the RCOI and Due Diligence sections of this CMR.
Step 1D - Strengthened company engagement with suppliers:
Directly engaged suppliers during RCOI process;
Reviewed supplier responses as part of RCOI process; and
Implemented a plan to improve the quantity and quality of supplier and smelter responses year over year.
Step 1E - Established a company and/or mine level grievance mechanism:
Recognized the RMAP’s three audit protocols for 3TG as valid sources of smelter or mine level grievances; and
Utilized Mallinckrodt’s ethics violations reporting system which allows employees to voice confidentially, without any fear of retribution, any concerns of potential violations of the Company’s Conflict Minerals Policy.

Reasonable Country of Origin Inquiry (RCOI)

Mallinckrodt designed its RCOI process in accordance with Step 2A and 2B of the OECD Due Diligence Guidance. Mallinckrodt’s RCOI process involved two stages:

Stage 1 - Supplier RCOI (Step 2A of the OECD Due Diligence Guidance)
Stage 2 - Smelter RCOI (Step 2B of the OECD Due Diligence Guidance)

Supplier RCOI

Mallinckrodt designed its supplier RCOI process to identify, to the best of its efforts, the smelters in Mallinckrodt’s supply chain in accordance with Step 2A of the OECD Due Diligence Guidance. Mallinckrodt’s supplier RCOI process for the Reporting Period included the following:

Developing a list of suppliers providing 3TG containing components to Mallinckrodt;
Contacting each supplier and requesting them to complete the industry standard Conflict Minerals Reporting Template (“CMRT”) including smelter information;
Reviewing supplier responses for accuracy and completeness;
Amalgamating supplier-provided smelters into a single unique list of smelters meeting the definition of a smelter under one of three industry recognized audit protocols; and
Reviewing the final smelter list (and comparing it to industry peers) to determine if Mallinckrodt reasonably identified all of the smelters in its supply chain.

For the Reporting Period, Mallinckrodt’s RCOI process was executed by Claigan Environmental Inc. (“Claigan”).

Mallinckrodt’s suppliers identified 303 smelters in their supply chain. The specific list of smelters is included in the Smelter and Refineries section at the end of this CMR.

Smelter RCOI

Due to the overlap between smelter RCOI and smelter due diligence, the smelter RCOI process is summarized in the Due Diligence section of this CMR.

Due Diligence

Mallinckrodt’s “Due Diligence Process” was designed in accordance with the applicable sections of Steps 2, 3, and 4 of the OECD Due Diligence Guidance.


2



Smelter RCOI and Due Diligence

Mallinckrodt’s smelter RCOI and Due Diligence Process were designed to:

Identify the scope of the risk assessment of the mineral supply chain (OECD Step 2B);
Assess whether the smelters/refiners have carried out all elements of due diligence for responsible supply chains of minerals from conflict-affected and high-risk areas (OECD Step 2C); and
Where necessary, carry out, including through participation in industry-driven programs, joint spot checks at the mineral smelter’s own facilities (OECD Step 2D).

Mallinckrodt’s smelter RCOI and Due Diligence Process included the following:

For each smelter identified in Mallinckrodt’s supply chain:
Mallinckrodt attempted direct engagement with the smelter to determine whether or not the smelter sources from the Covered Countries; and
For smelters that declared directly (e.g., email correspondence, publicly available Conflict Minerals policy, or information available on their website) or through their relevant industry association that they did not source from the Covered Countries, but were not recognized as conflict-free by the RMAP, Mallinckrodt reviewed publicly available information to determine if there was any contrary evidence to the smelter’s declaration. The sources reviewed included:
Public internet search of the facility in combination with each of the Covered Countries;
Review of specific non-governmental organization (“NGO”) publications. NGO publications reviewed included:
Enough Project
Global Witness
Southern Africa Resource Watch
Radio Okapi
The most recent United Nations Group of Experts report on the DRC.
For smelters that did not respond to direct engagement, Mallinckrodt reviewed publicly available sources to determine if there was any reason to believe that the smelter may have sourced from the Covered Countries during the Reporting Period.
Mallinckrodt reviewed the same sources as those used to compare against smelter sourcing declarations.
For high-risk smelters (smelters that are sourcing from, or there is reason to believe they may be sourcing from, the Covered Countries and are not currently conformant to the RMAP), Mallinckrodt communicates the risk to senior management (OECD Step 3A) and conducts risk mitigation on the smelter according to OECD Step 3B.

For the Reporting Period, Mallinckrodt’s smelter RCOI and Due Diligence Process was executed by Claigan.

Mallinckrodt’s suppliers identified 303 smelters. Mallinckrodt identified 42 smelters that source, or there is reason to believe they may source, from the Covered Countries.

Mallinckrodt determined that 34 of these 42 smelters have been audited and conformant to the RMAP. Mallinckrodt conducted risk mitigation on the remaining 8 smelters.

Risk Mitigation

Mallinckrodt conducted risk mitigation on 8 smelters that were not recognized as conformant to the RMAP. Mallinckrodt’s risk mitigation was designed in accordance with Step 3B of the OECD Due Diligence Guidance and was reported to designated senior management in accordance with Step 3A of the OECD Due Diligence Guidance. Mallinckrodt’s risk mitigation process included the following:

Additional due diligence to determine if there was any reason to believe the smelter directly or indirectly finances or benefits armed groups in the Covered Countries;
Verification with internal stakeholders and relevant suppliers of whether 3TGs from the specific smelter were actually in Mallinckrodt’s supply chain during the Reporting Period; and
Direct engagement with each high-risk smelter to verify risk and to encourage the smelter to become conflict-free.

3




Risk mitigation was required for 8 smelters verified by suppliers likely to be in Mallinckrodt’s supply chain. All 8 smelters came into Mallinckrodt’s supply chain through 14 suppliers, involving a small number of parts. Mallinckrodt will evaluate opportunities to encourage the suppliers to remove these smelters from their supply chains, or to remove the suppliers.

Improvement Plan

Mallinckrodt is taking and intends to continue to take the following steps to improve the due diligence conducted to further mitigate risk that the necessary Conflict Minerals in Mallinckrodt’s products could directly or indirectly benefit or finance armed groups in the Covered Countries:

a.
Incorporate a Conflict Minerals clause into new and renewing supplier contracts;
b.
Continue to drive Mallinckrodt suppliers to obtain current, accurate, and complete information about the smelters in their respective supply chains;
c.
Request smelters sourcing from the Covered Countries to be audited and certified to a protocol recognized by the RMAP; and
d.
Follow up in 2020 on smelters requiring risk mitigation.

Mallinckrodt has provided information as of the date of this report. Subsequent events, such as the inability or unwillingness of any suppliers or smelters to comply with Mallinckrodt’s Conflict Minerals Policy, may affect the Company’s future determinations under the Rule.

Website addresses are included in this CMR for reference only. Any information contained on Mallinckrodt’s website is not incorporated by reference into this CMR.



4



Smelters and Refineries

Below are the smelters reported to Mallinckrodt as likely in the Company’s supply chain in the Reporting Period.

Metal
Smelter
Gold
8853 S.p.A.
Gold
Abington Reldan Metals, LLC
Gold
Advanced Chemical Company
Gold
African Gold Refinery
Gold
Aida Chemical Industries Co., Ltd.
Gold
Al Etihad Gold Refinery DMCC
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
Gold
AngloGold Ashanti Córrego do Sítio Mineração
Gold
Argor-Heraeus S.A.
Gold
Asahi Pretec Corp.
Gold
Asahi Refining Canada Ltd.
Gold
Asahi Refining USA Inc.
Gold
Asaka Riken Co., Ltd.
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
Gold
AU Traders and Refiners
Gold
Aurubis AG
Gold
Bangalore Refinery
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Gold
Boliden AB
Gold
C. Hafner GmbH + Co. KG
Gold
Caridad
Gold
CCR Refinery - Glencore Canada Corporation
Gold
Cendres + Métaux S.A.
Gold
CGR Metalloys Pvt Ltd.
Gold
Chimet S.p.A.
Gold
Chugai Mining
Gold
Daye Non-Ferrous Metals Mining Ltd.
Gold
Degussa Sonne / Mond Goldhandel GmbH
Gold
Dijllah Gold Refinery FZC
Gold
DODUCO Contacts and Refining GmbH
Gold
Dowa
Gold
DS PRETECH Co., Ltd.
Gold
DSC (Do Sung Corporation)
Gold
Eco-System Recycling Co., Ltd. East Plant
Gold
Eco-System Recycling Co., Ltd. North Plant
Gold
Eco-System Recycling Co., Ltd. West Plant
Gold
Emirates Gold DMCC
Gold
Fidelity Printers and Refiners Ltd.
Gold
Fujairah Gold FZC
Gold
Geib Refining Corporation
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
Gold
Guangdong Jinding Gold Limited
Gold
Gujarat Gold Centre

5



Metal
Smelter
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
Gold
HeeSung Metal Ltd.
Gold
Heimerle + Meule GmbH
Gold
Henan Yuguang Gold & Lead Co., Ltd.
Gold
Heraeus Metals Hong Kong Ltd.
Gold
Heraeus Precious Metals GmbH & Co. KG
Gold
Hunan Chenzhou Mining Co., Ltd.
Gold
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
Gold
HwaSeong CJ Co., Ltd.
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
Gold
International Precious Metal Refiners
Gold
International Precious Metal Refiners
Gold
Ishifuku Metal Industry Co., Ltd.
Gold
Istanbul Gold Refinery
Gold
Italpreziosi
Gold
Japan Mint
Gold
Jiangxi Copper Co., Ltd.
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
Gold
JSC Novosibirsk Refinery
Gold
JSC Uralelectromed
Gold
JX Nippon Mining & Metals Co., Ltd.
Gold
Kaloti Precious Metals
Gold
Kazakhmys Smelting LLC
Gold
Kazzinc
Gold
Kennecott Utah Copper LLC
Gold
KGHM Polska Miedź Spółka Akcyjna
Gold
Kojima Chemicals Co., Ltd.
Gold
Korea Zinc Co., Ltd.
Gold
Kyrgyzaltyn JSC
Gold
Kyshtym Copper-Electrolytic Plant ZAO
Gold
L'azurde Company For Jewelry
Gold
L'Orfebre S.A.
Gold
Lingbao Gold Co., Ltd.
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
Gold
LS-NIKKO Copper Inc.
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
Gold
Marsam Metals
Gold
Materion
Gold
Matsuda Sangyo Co., Ltd.
Gold
Metalor Technologies (Hong Kong) Ltd.
Gold
Metalor Technologies (Singapore) Pte., Ltd.
Gold
Metalor Technologies (Suzhou) Ltd.
Gold
Metalor Technologies S.A.
Gold
Metalor USA Refining Corporation
Gold
Metalúrgica Met-Mex Peñoles S.A. De C.V.
Gold
Mitsubishi Materials Corporation
Gold
Mitsui Mining and Smelting Co., Ltd.
Gold
MMTC-PAMP India Pvt., Ltd.

6



Metal
Smelter
Gold
Modeltech Sdn Bhd
Gold
Morris and Watson
Gold
Moscow Special Alloys Processing Plant
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
Gold
Navoi Mining and Metallurgical Combinat
Gold
NH Recytech Company
Gold
Nihon Material Co., Ltd.
Gold
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
Gold
Ohura Precious Metal Industry Co., Ltd.
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
Gold
PAMP S.A.
Gold
Pease & Curren
Gold
Penglai Penggang Gold Industry Co., Ltd.
Gold
Planta Recuperadora de Metales SpA
Gold
Prioksky Plant of Non-Ferrous Metals
Gold
PT Aneka Tambang (Persero) Tbk
Gold
PX Précinox S.A.
Gold
QG Refining, LLC
Gold
Rand Refinery (Pty) Ltd.
Gold
Refinery of Seemine Gold Co., Ltd.
Gold
REMONDIS PMR B.V.
Gold
Royal Canadian Mint
Gold
SAAMP
Gold
Sabin Metal Corp.
Gold
Safimet S.p.A
Gold
SAFINA A.S.
Gold
Sai Refinery
Gold
Samduck Precious Metals
Gold
SAMWON Metals Corp.
Gold
SAXONIA Edelmetalle GmbH
Gold
SEMPSA Joyería Platería S.A.
Gold
Shandong Humon Smelting Co., Ltd.
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
Gold
Shenzhen Zhonghenglong Real Industry Co., Ltd.
Gold
Sichuan Tianze Precious Metals Co., Ltd.
Gold
Singway Technology Co., Ltd.
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
Gold
Solar Applied Materials Technology Corp.
Gold
Sovereign Metals
Gold
State Research Institute Center for Physical Sciences and Technology
Gold
Sudan Gold Refinery
Gold
Sumitomo Metal Mining Co., Ltd.
Gold
SungEel HiMetal Co., Ltd.
Gold
Super Dragon Technology Co., Ltd.
Gold
T.C.A S.p.A
Gold
Tanaka Kikinzoku Kogyo K.K.
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
Gold
Tokuriki Honten Co., Ltd.

7



Metal
Smelter
Gold
Tongling Nonferrous Metals Group Co., Ltd.
Gold
Tony Goetz NV
Gold
TOO Tau-Ken-Altyn
Gold
Torecom
Gold
Umicore Brasil Ltda.
Gold
Umicore Precious Metals Thailand
Gold
Umicore S.A. Business Unit Precious Metals Refining
Gold
United Precious Metal Refining, Inc.
Gold
Valcambi S.A.
Gold
Western Australian Mint (T/a The Perth Mint)
Gold
WIELAND Edelmetalle GmbH
Gold
Yamakin Co., Ltd.
Gold
Yokohama Metal Co., Ltd.
Gold
Yunnan Copper Industry Co., Ltd.
Gold
Zhongkuang Gold Industry Co., Ltd.
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
Tantalum
Asaka Riken Co., Ltd.
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
Tantalum
CP Metals Inc.
Tantalum
D Block Metals, LLC
Tantalum
Exotech Inc.
Tantalum
F&X Electro-Materials Ltd.
Tantalum
FIR Metals & Resource Ltd.
Tantalum
Global Advanced Metals Aizu
Tantalum
Global Advanced Metals Boyertown
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
Tantalum
H.C. Starck Co., Ltd.
Tantalum
H.C. Starck Hermsdorf GmbH
Tantalum
H.C. Starck Inc.
Tantalum
H.C. Starck Ltd.
Tantalum
H.C. Starck Smelting GmbH & Co. KG
Tantalum
H.C. Starck Tantalum and Niobium GmbH
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
Tantalum
Jiangxi Tuohong New Raw Material
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
Tantalum
Jiujiang Tanbre Co., Ltd.
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
Tantalum
KEMET Blue Metals
Tantalum
KEMET Blue Powder
Tantalum
LSM Brasil S.A.
Tantalum
Metallurgical Products India Pvt., Ltd.
Tantalum
Mineração Taboca S.A.
Tantalum
Mitsui Mining & Smelting
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
Tantalum
NPM Silmet AS
Tantalum
Power Resources Ltd.
Tantalum
QuantumClean
Tantalum
Resind Indústria e Comércio Ltda.

8



Metal
Smelter
Tantalum
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.
Tantalum
Solikamsk Magnesium Works OAO
Tantalum
Taki Chemical Co., Ltd.
Tantalum
Telex Metals
Tantalum
Ulba Metallurgical Plant JSC
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
Tin
Alpha
Tin
An Vinh Joint Stock Mineral Processing Company
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
Tin
Chifeng Dajingzi Tin Industry Co., Ltd.
Tin
China Tin Group Co., Ltd.
Tin
Dongguan CiEXPO Environmental Engineering Co., Ltd.
Tin
Dowa
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
Tin
EM Vinto
Tin
Estanho de Rondônia S.A.
Tin
Fenix Metals
Tin
Gejiu City Fuxiang Industry and Trade Co., Ltd.
Tin
Gejiu Fengming Metallurgy Chemical Plant
Tin
Gejiu Kai Meng Industry and Trade LLC
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
Tin
HuiChang Hill Tin Industry Co., Ltd.
Tin
Huichang Jinshunda Tin Co., Ltd.
Tin
Jiangxi New Nanshan Technology Ltd.
Tin
Ma'anshan Weitai Tin Co., Ltd.
Tin
Magnu's Minerais Metais e Ligas Ltda.
Tin
Malaysia Smelting Corporation (MSC)
Tin
Melt Metais e Ligas S.A.
Tin
Metallic Resources, Inc.
Tin
Metallo Belgium N.V.
Tin
Metallo Spain S.L.U.
Tin
Mineração Taboca S.A.
Tin
Minsur
Tin
Mitsubishi Materials Corporation
Tin
Modeltech Sdn Bhd
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
Tin
O.M. Manufacturing Philippines, Inc.
Tin
Operaciones Metalúrgicas S.A.
Tin
Pongpipat Company Limited
Tin
Precious Minerals and Smelting Limited
Tin
PT Artha Cipta Langgeng
Tin
PT ATD Makmur Mandiri Jaya
Tin
PT Menara Cipta Mulia
Tin
PT Mitra Stania Prima

9



Metal
Smelter
Tin
PT Refined Bangka Tin
Tin
PT Timah Tbk Kundur
Tin
PT Timah Tbk Mentok
Tin
Resind Indústria e Comércio Ltda.
Tin
Rui Da Hung
Tin
Soft Metais Ltda.
Tin
Super Ligas
Tin
Thai Nguyen Mining and Metallurgy Co., Ltd.
Tin
Thaisarco
Tin
Tin Technology & Refining
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
Tin
White Solder Metalurgia e Mineração Ltda.
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
Tin
Yunnan Tin Company Limited
Tin
Yunnan Yunfan Non-ferrous Metals Co., Ltd.
Tungsten
A.L.M.T. TUNGSTEN Corp.
Tungsten
ACL Metais Eireli
Tungsten
Asia Tungsten Products Vietnam Ltd.
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
Tungsten
CNMC (Guangxi) PGMA Co., Ltd.
Tungsten
Fujian Ganmin RareMetal Co., Ltd.
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
Tungsten
Ganzhou Haichuang Tungsten Co., Ltd.
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
Tungsten
Global Tungsten & Powders Corp.
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
Tungsten
H.C. Starck Smelting GmbH & Co. KG
Tungsten
H.C. Starck Tungsten GmbH
Tungsten
Hunan Chenzhou Mining Co., Ltd.
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
Tungsten
Hunan Litian Tungsten Industry Co., Ltd.
Tungsten
Hydrometallurg, JSC
Tungsten
Japan New Metals Co., Ltd.
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
Tungsten
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
Tungsten
JSC "Kirovgrad Hard Alloys Plant"
Tungsten
Kennametal Fallon
Tungsten
Kennametal Huntsville
Tungsten
KGETS Co., Ltd.
Tungsten
Lianyou Metals Co., Ltd.

10



Metal
Smelter
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
Tungsten
Masan Tungsten Chemical LLC (MTC)
Tungsten
Moliren Ltd.
Tungsten
Niagara Refining LLC
Tungsten
Philippine Chuangxin Industrial Co., Inc.
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
Tungsten
Unecha Refractory Metals Plant
Tungsten
Wolfram Bergbau und Hütten AG
Tungsten
Woltech Korea Co., Ltd.
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
Tungsten
Xiamen Tungsten Co., Ltd.
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.






11