UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

Under the Securities Exchange Act of 1934

Mallinckrodt plc
(Name of Issuer)

 

Ordinary shares, par value $0.20 per share
(Title of Class of Securities)

 

G5785G107
(CUSIP Number)

 

The Buxton Helmsley Group, Inc.

1185 Avenue of the Americas, Floor 3

New York, N.Y. 10036-2600

Tel.: +1 (212) 561-5540

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
February 25, 2021
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ].

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 2 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Buxton Helmsley Holdings, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,225,535
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,225,535
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,225,535
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.4%1
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

1 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 3 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Buxton Helmsley Group, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,225,535
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,225,535
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,225,535
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.4%2
14 TYPE OF REPORTING PERSON (See Instructions)
CO, IA
       

 

 

 

__________________

2 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

  

 

 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 4 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alexander Parker
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
AF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,225,535
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,225,535
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,225,535
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.4%3
14 TYPE OF REPORTING PERSON (See Instructions)
HC, IN
       

 

__________________

3 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

  

 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 5 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Vladislav Dikii
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
970,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
970,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
970,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.1%4
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

4 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 6 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas Gitter
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
626,750
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
626,750
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
626,750
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%5
14 TYPE OF REPORTING PERSON (See Instructions)
IA, IN
       

__________________

5 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 7 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Hank Beinstein
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
241,689
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
241,689
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
241,689
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%6
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

6 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 8 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Janice J. O’Connor
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
69,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
69,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
69,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%7
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

7 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 9 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Roman Dontsov Valentinovich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
135,212
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
135,212
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
135,212
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%8
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

8 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 10 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alexander Koch
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Germany
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
120,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
120,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
120,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%9
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

9 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 11 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alex Peter Wounlund
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Denmark
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
47,018
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
47,018
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
47,018
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%10
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

10 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 12 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
James Jonathan Josey
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
111,400
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
111,400
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
111,400
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%11
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

11 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 13 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Kimberly Tully
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
90,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
90,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
90,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%12
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

12 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 14 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Andrew Gruber
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
80,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
80,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
80,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%13
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

13 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 15 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alexander Lugovoy
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
79,090
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
79,090
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
79,090
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%14
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

_________________

14 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 16 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Richard Barry
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
72,285
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
72,285
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
72,285
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%15
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

15 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 17 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Zavolozhin Sergey Vladimirovich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
67,413
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
67,413
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
67,413
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%16
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

16 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 18 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Victor Pardo
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
52,080
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
52,080
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
52,080
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%17
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

17 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 19 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Mary Dunne
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
39,347
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
39,347
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,347
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%18
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

18 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 20 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Petr Hofrek
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
38,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
38,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
38,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%19
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

19 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 21 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Chris Tichenor
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
24,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
24,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%20
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

20 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 22 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Israel Larraondo
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Spain
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
20,139
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
20,139
10 SHARED VOTING POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,139
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%21
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

21 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 23 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Robert Kramer
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
20,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
20,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%22
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

22 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 24 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
David Lamb
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
17,632
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
17,632
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,632
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%23
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

23 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 25 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Daniliuk Kirill Vladimirovich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
193,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
193,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
193,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%24
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

24 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 26 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Joan I. Barry Revocable Trust (Dtd. 12/13/13)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
93,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
93,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
93,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%25
14 TYPE OF REPORTING PERSON (See Instructions)
OO
       

__________________

25 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 27 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Yushenkova Olga Petrovna
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
77,699
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
77,699
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
77,699
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%26
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

26 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 28 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Vanik Gyros
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
74,300
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
74,300
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
74,300
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%27
14 TYPE OF REPORTING PERSON (See Instructions)
IN
       

__________________

27 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

CUSIP No. G5785G107 SCHEDULE 13D Page 29 of 45 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
John V. Barry Revocable Trust (Dtd. 12/13/13)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
44,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
44,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
44,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%28
14 TYPE OF REPORTING PERSON (See Instructions)
OO
       

__________________

28 Based upon 84,604,862 shares of Ordinary shares, par value $0.20 per share (“Shares”), of Mallinckrodt plc. (the “Issuer”) outstanding as of October 30, 2020, as reported in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2020.

 

 
 
 

 

Item 1. Security and Issuer

This Schedule 13D is being filed with respect to common shares issued by Mallinckrodt plc, whose principal executive offices are at 3 Lotus Park, The Causeway, Staines-Upon-Thames, Surrey TW18 3AG, United Kingdom.

 

Item 2. Identity and Background

 

  (a)

This Schedule 13D is being filed jointly pursuant to that certain Joint Filing Agreement filed herewith as Exhibit 99.1 by:

·        Buxton Helmsley Holdings, Inc. (“Holdings”)

·        The Buxton Helmsley Group, Inc. (“Buxton”)

·        Alexander Parker (“Parker”) and

·        The individual persons and entities listed below (collectively, the “Individual Members”):

o   Vladislav Dikii

o   Thomas Gitter

o   Hank Beinstein

o   Janice J. O’Connor

o   Roman Dontsov Valentinovich

o   Alexander Koch

o   Alex Peter Wounlund

o   James Jonathan Josey

o   Kimberly Tully

o   Andrew Gruber

o   Alexander Lugovoy

o   Richard Barry

o   Zavolozhin Sergey Vladimirovich

o   Victor Pardo

o   Mary Dunne

o   Petr Hofrek

o   Chris Tichenor

o   Israel Larraondo

o   Robert Kramer

o   David Lamb

o   Daniliuk Kirill Vladimirovich

o   Joan I. Barry Revocable Trust (Dtd. 12/13/13)

o   Yushenkova Olga Petrovna

o   Vanik Gyros

o   John V. Barry Revocable Trust (Dtd. 12/13/13)

 

Together with Holdings, Buxton, and Parker, the Individual Members comprise a group within the meaning of Section 13(d)(3) of the Act.

     
  (b) The business address of Holdings, Buxton, and Parker is 1185 Avenue of the Americas, Floor 3, New York, N.Y.  10036-2600. Information regarding the Individual Members is set forth on Schedule A.
     
  (c) Buxton is the wholly-owned subsidiary of Holdings, a parent holding company. Buxton is a private asset management and financial services firm and a registered investment advisor.

 

 

Page 30 of 45 Pages

 

  

 

    Buxton holds the Shares reported in this Schedule 13D in the accounts of Buxton’s discretionary clients. Parker is the sole control person of both Buxton and Holdings.  Parker holds the title of Director at Holdings and Senior Managing Director at Buxton. There are no other directors, officers, or control persons at Holdings or Buxton. Information regarding the Individual Members is set forth on Schedule A.
     
  (d) During the last five years, neither Holdings, Buxton, Parker, nor any of the Individual Members have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
     
  (e) During the last five years, neither Holdings, Buxton, Parker, nor any of the Individual Members have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and became subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
     
  (f) Holdings and Buxton are Michigan corporations. Parker is a citizen of the United States of America. The citizenship of each Individual Member is set forth on Schedule A.

 

Item 3. Source and Amount of Funds or Other Considerations

Funds for the purchase of the Shares reported herein were derived from available working capital of Buxton. Buxton purchased 510,936 Shares of the Issuer in open market purchases between January 12, 2021 and March 1, 2021 for a total of $162,503.38. Buxton made other purchases of the Shares previously, also via available working capital.

The Reporting Persons collectively may be deemed to be the beneficial owner of, in the aggregate, 4,628,589 Shares. For the Individual Members, other than Thomas Gitter, the Joan I. Barry Revocable Trust (Dtd. 12/13/13), and the John V. Barry Revocable Trust (Dtd. 12/13/13), whose funding for the Shares was derived from available working capital, the source of funding for the Shares was personal funds of the respective Individual Member.

 

Page 31 of 45 Pages

 
 
 

 

 

Item 4. Purpose of Transaction

 

The Reporting Persons reserve the right, consistent with applicable law, to (i) acquire additional Shares and/or other equity, debt, notes, instruments or other securities (collectively, "Securities") of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; and (iii) engage in any hedging or similar transactions with respect to the Securities. The Reporting Persons may engage in discussions with management or the Board of Directors of the Issuer concerning the business, operations, management, and future plans of the Issuer. Depending on various factors, including the Reporting Persons’ financial position and investment strategy, the price of the Shares, conditions in the securities markets, and general economic and industry conditions, the Reporting Persons may in the future take such actions they deem appropriate, including, without limitation, seeking Board representation, submitting shareholder proposals, calling for a special shareholder meeting, or calling for changes in the board of directors or management of the Issuer.

 

Item 5. Interest in Securities of the Issuer

 

(a) As of the time of this filing, Holdings, Buxton, and Parker own 1,225,535 Shares of the Issuer, or a 1.4% ownership interest of the Issuer’s Shares. Information regarding the Individual Members is set forth on Schedule B. Collectively, Holdings, Buxton, Parker, and the Individual Members own 4,628,589 Shares or a 5.5% ownership interest of the Issuer’s Shares.
   
(b)

Number of Shares as to which such person has:

 

(i) Sole Voting Power:

Each of Holdings, Buxton, and Parker has the sole power to vote or direct the vote over 0 Shares.

 

(ii) Shared Voting Power:

Holdings has the shared power to vote or direct the vote over 1,225,535 Shares.

Buxton has the shared power to vote or direct the vote over 1,225,535 Shares.

Parker has the shared power to vote or direct the vote over 1,225,535 Shares.

 

(iii) Sole Dispositive Power:

Each of Holdings, Buxton, and Parker has the sole power to dispose or direct the disposition of 0 Shares.

 

(iv) Shared Dispositive Power:

Holdings has the shared power to dispose or to direct the direct the disposition of 1,225,535 Shares.

Buxton has the shared power to dispose or to direct the direct the disposition of 1,225,535 Shares.

Parker has the shared power to dispose or to direct the direct the disposition of 1,225,535 Shares.

 

Information regarding the voting and dispositive power of the Individual Members is set forth on Schedule B.

   
(c)

The following table sets forth all transactions with respect to the Shares effected during the past sixty (60) days by any of the Reporting Persons, inclusive of any transactions effected through 5:00 p.m., New York City time, on March 5, 2021.  Except as otherwise noted below, all such 

 

 

Page 32 of 45 Pages

  

 

 

transactions were purchases of Shares effected in the open market, and the table includes commissions paid in per share prices. 

 

 

Reporting Person Date Shares Price of Security
Buxton 1/8/2021 2,50029 0.233
Buxton 1/8/2021 2,74630 0.23
Buxton 1/12/2021 30,000 0.2212
Buxton 1/12/2021 4,600 0.25
Buxton 1/12/2021 200 0.25
Buxton 1/14/2021 73,547 0.249092567
Buxton 1/14/2021 3,530 0.249092567
Buxton 1/14/2021 72,923 0.249092567
Buxton 1/19/2021 85,000 0.24495935
Buxton 1/19/2021 941 0.24499575
Buxton 1/19/2021 19,446 0.24499575
Buxton 1/19/2021 19,613 0.24499575
Buxton 1/20/2021 4,150 0.2406
Buxton 2/18/2021 1,800 0.423
Buxton 2/22/2021 1,238 0.44
Buxton 2/22/2021 6,606 0.431
Buxton 2/22/2021 100 0.431
Buxton 2/22/2021 2,500 0.44
Buxton 2/22/2021 300 0.4402
Buxton 2/22/2021 17,640 0.45
Buxton 2/23/2021 2,383 0.415
Buxton 2/23/2021 29 0.42
Buxton 2/24/2021 1 0.445
Buxton 2/24/2021 12 0.445
Buxton 2/24/2021 6 0.445
Buxton 2/24/2021 28,790 0.445
Buxton 2/24/2021 14,949 0.445
Buxton 2/24/2021 12 0.445
Buxton 2/24/2021 6 0.449947714
Buxton 2/24/2021 7,996 0.449947714
Buxton 2/24/2021 15,398 0.449947714
Buxton 2/24/2021 500 0.425
Buxton 2/24/2021 1,200 0.427
Buxton 2/24/2021 2,853 0.4299
Buxton 2/24/2021 2,500 0.4348
Buxton 2/24/2021 5,975 0.435
Buxton 2/24/2021 3,500 0.4475
Buxton 2/24/2021 2,500 0.4475
Buxton 2/24/2021 2,500 0.4475
Buxton 2/24/2021 5,024 0.45

 

__________________

29 Sale of Shares.

30 Sale of Shares.

 

 

Page 33 of 45 Pages

  

 

Reporting Person Date Shares Price of Security
Buxton 2/25/2021 16,600 0.41
Buxton 2/25/2021 2,655 0.4111
Buxton 2/25/2021 1,069 0.4081
Buxton 2/25/2021 10,000 0.47
Buxton 2/25/2021 1,000 0.4106
Buxton 2/25/2021 1,000 0.413
Buxton 2/26/2021 2,500 0.41
Buxton 2/26/2021 2,500 0.41
Buxton 2/26/2021 2,500 0.41
Buxton 2/26/2021 164 0.41
Buxton 2/26/2021 4,233 0.4099
Buxton 2/26/2021 405 0.41
Buxton 2/26/2021 1,336 0.41
Buxton 2/26/2021 1,124 0.41
Buxton 3/1/2021 5,172 0.4065
Buxton 3/1/2021 4,804 0.41
Buxton 3/1/2021 156 0.4
Buxton 3/1/2021 900 0.405
Buxton 3/1/2021 2,500 0.41
Buxton 3/1/2021 2,500 0.41
Buxton 3/1/2021 2,500 0.41
Buxton 3/1/2021 2,500 0.4111
Buxton 3/1/2021 2,550 0.43
Thomas Gitter 1/12/2021 13,838 0.22
Thomas Gitter 1/12/2021 3,000 0.2175
Thomas Gitter 1/12/2021 3,162 0.2174
Thomas Gitter 1/14/2021 8,755 0.24
Thomas Gitter 1/14/2021 1,245 0.2399
Thomas Gitter 1/22/2021 24,720 0.239
Thomas Gitter 1/22/2021 13,280 0.238
Kimberly Tully 1/4/2021 3,000 0.26
Kimberly Tully 1/13/2021 2,000 0.26
Kimberly Tully 1/13/2021 3,000 0.23
Kimberly Tully 1/13/2021 1,625 0.23
Kimberly Tully 1/13/2021 1,175 0.22
Kimberly Tully 1/13/2021 3,000 0.22
Kimberly Tully 1/20/2021 1,200 0.24
Kimberly Tully 1/22/2021 1,600 0.24
Kimberly Tully 1/23/2021 4,999 0.24
Kimberly Tully 1/25/2021 4,999 0.24
Kimberly Tully 1/25/2021 4,999 0.24
Kimberly Tully 1/26/2021 4,000 0.23
Kimberly Tully 1/26/2021 1,101 0.24
Kimberly Tully 1/26/2021 3,856 0.23
Kimberly Tully 1/26/2021 4,999 0.23
Kimberly Tully 1/26/2021 4,999 0.23
Kimberly Tully 1/26/2021 4,999 0.24
Kimberly Tully 1/26/2021 4,999 0.24

 

 

 

Page 34 of 45 Pages 

  

 

Reporting Person Date Shares Price of Security
Kimberly Tully 1/27/2021 4,999 0.26
Kimberly Tully 1/27/2021 4,999 0.2399
Kimberly Tully 1/27/2021 4,999 0.239
Kimberly Tully 1/27/2021 4,999 0.238
Kimberly Tully 1/27/2021 2,000 0.34
Kimberly Tully 1/29/2021 650 0.61
Kimberly Tully 2/5/2021 100 0.42
Kimberly Tully 2/9/2021 500 0.44
Kimberly Tully 2/13/2021 1,000 0.43
Kimberly Tully 2/15/2021 1,000 0.47
Kimberly Tully 2/24/2021 1,000 0.45
Kimberly Tully 3/1/2021 3,000 0.42
Janice J. O’Connor 1/29/2021 10,400 0.43
Chris Tichenor 2/09/2021 4,000 0.48
Chris Tichenor 2/09/2021 1,000 0.47
Chris Tichenor 2/24/2021 5,000 0.45
Chris Tichenor 2/24/2021 3,452 0.45
Chris Tichenor 2/25/2021 5,000 0.43
Chris Tichenor 2/25/2021 1,548 0.39

 

 

   
(d) N/A.
   
(e) N/A.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

Except as set forth in this Schedule 13D, there are no contracts, arrangements, understandings or relationships among the Reporting Persons, or between the Reporting Persons and any other person, with respect to the securities of the Issuer.

 

Item 7. Material to Be Filed as Exhibits

 

  1. Joint Filing Agreement.

 

 

 

Page 35 of 45 Pages 

 
 
 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

BUXTON HELMSLEY HOLDINGS, INC.    
     
     
By: /s/ Alexander E. Parker   March 5, 2021
Name: Alexander E. Parker    
Title: Director    
     
     
     
THE BUXTON HELMSLEY GROUP, INC.    
     
     
By: /s/ Alexander E. Parker   March 5, 2021
Name: Alexander E. Parker    
Title: Senior Managing Director    
     
     
     
ALEXANDER E. PARKER    
     
     
By: /s/ Alexander E. Parker   March 5, 2021
Name: Alexander E. Parker    
       
     
     
VLADISLAV DIKII    
     
     
By: /s/ Vladislav Dikii   March 5, 2021
Name: Vladislav Dikii    
     
     
     
THOMAS GITTER    
     
     
By: /s/ Thomas Gitter   March 5, 2021
Name: Thomas Gitter    
     
     
     

 

 

 

Page 36 of 45 Pages

  

 

HANK BEINSTEIN    
     
     
By: /s/ Hank Beinstein   March 5, 2021
Name: Hank Beinstein    
     
     
     
JANICE J. O’CONNOR    
     
     
By: /s/ Janice J. O’Connor   March 5, 2021
Name: Janice J. O’Connor    
     
     
     
ROMAN DONSTOV VALENTINOVICH    
     
     
By: /s/ Roman Donstov Valentinovich   March 5, 2021
Name: Roman Donstov Valentinovich    
     
     
     
ALEXANDER KOCH    
     
     
By: /s/ Alexander Koch   March 5, 2021
Name: Alexander Koch    
     
     
     
ALEX PETER WOUNLUND    
     
     
By: /s/ Alex Peter Wounlund   March 5, 2021
Name: Alex Peter Wounlund    
     
     
     
JAMES JONATHAN JOSEY    
     
     
By: /s/ James Jonathan Josey   March 5, 2021
Name: James Jonathan Josey    
     
     
     
KIMBERY TULLY    
     
     
By: /s/ Kimberly Tully   March 5, 2021
Name: Kimberly Tully    
     
     
     

  

Page 37 of 45 Pages 

  

 

ANDREW GRUBER    
     
     
By: /s/ Andrew Gruber   March 5, 2021
Name: Andrew Gruber    
     
     
     
ALEXANDER LUGOVOY    
     
     
By: /s/ Alexander Lugovoy   March 5, 2021
Name: Alexander Lugovoy    
     
     
     
RICHARD BARRY    
     
     
By: /s/ Richard Barry   March 5, 2021
Name: Richard Barry    
     
     
     
ZAVOLOZHIN SERGEY VLADIMIROVICH    
     
     
By: /s/ Zavolozhin Sergey Vladimirovich   March 5, 2021
Name: Zavolozhin Sergey Vladimirovich    
     
     
     
VICTOR PARDO    
     
     
By: /s/ Victor Pardo   March 5, 2021
Name: Victor Pardo    
     
     
     
MARY DUNNE    
     
     
By: /s/ Mary Dunne   March 5, 2021
Name: Mary Dunne    
     
     
     
PETR HOFREK    
     
     
By: /s/ Petr Hofrek   March 5, 2021
Name: Petr Hofrek    
     
     
     

  

Page 38 of 45 Pages 

  

 

CHRIS TICHENOR    
     
     
By: /s/ Chris Tichenor   March 5, 2021
Name: Chris Tichenor    
     
     
     
ISRAEL LARRAONDO    
     
     
By: /s/ Israel Larraondo   March 5, 2021
Name: Israel Larraondo    
     
     
     
ROBERT KRAMER    
     
     
By: /s/ Robert Kramer   March 5, 2021
Name: Robert Kramer    
     
     
     
DAVID LAMB    
     
     
By: /s/ David Lamb   March 5, 2021
Name: David Lamb    
     
     
     
DANILIUK KIRILL VLADIMIROVICH    
     
     
By: /s/ Daniliuk Kirill Vladimirovich   March 5, 2021
Name: Daniliuk Kirill Vladimirovich    
     
     
     
JOAN I. BARRY REVOCABLE TRUST (DTD. 12/13/13)    
     
     
By: /s/ Janice J. O’Connor   March 5, 2021
Name: Janice J. O’Connor    
Title: Co-Trustee    
     
     
     
YUSHENKOVA OLGA PETROVNA    
     
     
By: /s/ Yushenkova Olga Petrovna   March 5, 2021
Name: Yushenkova Olga Petrovna    
     
     
     

 

Page 39 of 45 Pages 

  

 

VANIK GYROS    
     
     
By: /s/ Vanik Gyros   March 5, 2021
Name: Vanik Gyros    
     
     
     
JOHN V. BARRY REVOCABLE TRUST (DTD. 12/13/13)    
     
     
By: /s/ Janice J. O’Connor   March 5, 2021
Name: Janice J. O’Connor    
Title: Co-Trustee    

 

_______________________________________________________________________________________________________

 

SCHEDULE A

 

Name Principal Business Address or Residence Principal Occupation or Employment/ Principal Business Citizenship
Vladislav Dikii Moscow, p. Pervomayskoe, Block 328, Bld. 96, bldg. 9 Investor (Self-Employed) Russia
Thomas Gitter 17 Parklawn Place, Madison, WI  53705 Retired USA
Hank Beinstein

8 Dogwood Lane, Larchmont, NY, 10538

 

Partner and Portfolio Manager at Gagnon Securities, LLC

Principal Business: Investment Management

Address: 1370 6th Ave # 24, New York, NY 10019

USA
Janice J. O'Connor 12808 S. Outer Belt Road, Lone Jack, MO  64070 Retired USA
Roman Dontsov Valentinovich 350005 Russia, Krasnodar, Alexandra Pokryshkina street 2 /2 apartment 416 Self-Employed Russia
Alexander Koch Jakob-Kaiser-Str. 14A, D-49088 Osnabrueck, Germany Self-Employed Germany

 

 

Page 40 of 45 Pages 

 

  

 

Alex Peter Wounlund Bredholtvej 8, 2650 Hvidovre, Denmark

Key Account Manager at GlobalConnect

Principal Business: Fiber Network

Address: Havneholmen 6, 2450 Copenhagen, Denmark

Denmark
James Jonathan Josey 5319 Carolwood Drive, Jackson, MS  39211

Deputy CFO at The Molpus Woodlands Group, LLC

Principal Business: Timber Investment

Address:

858 North Street, Jackson, MS 39211

USA
Kimberly Tully 4 South Deer Place, Hainesport, NJ  08036 Self-Employed Consultant USA
Andrew Gruber 215 Pleasant Street, Arlington MA  02476

Engineer at Qualcomm

Principal Business: Wireless Technology

Address: 5775 Morehouse Drive, San Diego CA 92121

USA
Alexander Lugovoy Russia, Rostov of Don, Big Sadovaya Street 120 kv 35 Self-Employed Russia
Richard Barry 4532 Saint James Drive, Plano TX  75024

IT Management at United Surgical Partners Incorporated

Principal Business: Ambulatory Surgery Services

Address: 5601 Warren Parkway Frisco Texas, 75034

USA
Zavolozhin Sergey Vladimirovich Russia, Novosibirsk region, R, P Koltsovo 28

Doctor at Self-Employed

Principal Business: Medicine

Address: Russia, Novosibirsk, Pasechnaya street 1, k 2

Russia

 

 

Page 41 of 45 Pages 

 

  

 

Victor Pardo 11 Threepence Drive, Melville, NY  11747

Audio Engineer at Self-Employed

Address: 1100 Haff Avenue, North Bellmore, NY 11710

USA
Mary Dunne 54 Hicks Street, Brooklyn, NY  11201 Retired USA
Petr Hofrek 9516 Park Drive, Unit 206, Omaha, NE  68127

Inventory Control at PAK Global LLC

Principal Business: Industrial Fabrics and Hardware

Address: 2528 South 156th Circle, Omaha, NE 68130

USA
Chris Tichenor 400 Redding Road, Lexington, KY  40517 Retired USA
Israel Larraondo Medinaceli, 6, 6. 28660. Boadilla del Monte. Madrid. Spain

Renewable Energy Technician at PEMOG

Principal Business: Energy

Address: Juan Carlos I. 31. 28660. Boadilla del Monte. Madrid. Spain.

Spain
Robert Kramer 136 Wesley Drive, Swedesboro, NJ  08085 Retired USA
David Lamb 13560 NW Springville Road, Portland, OR  97229

Digital Design Engineer at Skyworks Solutions, Inc.

Principal Business: Semiconductors

Address: 1600 NW Compton Drive, Suite 300, Hillsboro, OR 97006

USA
Daniliuk Kirill Vladimirovich 125315, G MOSKVA, PR-KT LENINGRADSKII, DOM 74/6, KV 76 Retired Russia
Joan I. Barry Revocable Trust (Dtd. 12/13/13) 3313 S. Victoria Drive, Blue Springs, MO  64015 Retired USA

 

 

Page 42 of 45 Pages 

 

  

 

Yushenkova Olga Petrovna Russia, Ryazan,Moscovskoe shosse d.33/4 kv.435 Investor (Self-Employed) Russia
Vanik Gyros Ul Vodopoinaia, d 19, kv 178, 357748, g Kislovodsk, Stavropolskii krai Retired Russia
John V. Barry Revocable Trust (Dtd. 12/13/13) 3313 S. Victoria Drive, Blue Springs, MO  64015 Retired USA

 

 

 

 

 

 

Page 43 of 45 Pages 

 

 
 
 

 

SCHEDULE B

 

Name Aggregate Number of Shares Owned Percentage of Class Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power
Vladislav Dikii 970,000 1.1% 970,000 0 970,000 0
Thomas Gitter 626,750 0.7% 0 626,750 0 626,750
Hank Beinstein 241,689 0.3% 0 241,689 0 241,689
Janice J. O'Connor 69,000 0.1% 69,000 0 69,000 0
Roman Dontsov Valentinovich 135,212 0.2% 135,212 0 135,212 0
Alexander Koch 120,000 0.1% 120,000 0 120,000 0
Alex Peter Wounland 47,018 0.1% 47,018 0 47,018 0
James Jonathan Josey 111,400 0.1% 111,400 0 111,400 0
Kimberly Tully 90,000 0.1% 90,000 0 90,000 0
Andrew Gruber 80,000 0.1% 80,000 0 80,000 0
Alexander Lugovoy 79,090 0.1% 79,090 0 79,090 0
Richard Barry 72,285 0.1% 72,285 0 72,285 0
Zavolozhin Sergey Vladimirovich 67,413 0.1% 67,413 0 67,413 0

 

 

Page 44 of 45 Pages

 

  

 

Victor Pardo 52,080 0.1% 52,080 0 52,080 0
Mary Dunne 39,347 0.0% 39,347 0 39,347 0
Petr Hofrek 38,000 0.0% 38,000 0 38,000 0
Chris Tichenor 24,000 0.0% 24,000 0 24,000 0
Israel Larraondo 20,139 0.0% 20,139 0 20,139 0
Robert Kramer 20,000 0.0% 20,000 0 20,000 0
David Lamb 17,632 0.0% 17,632 0 17,632 0
Daniliuk Kirill Vladimirovich 193,000 0.2% 193,000 0 193,000 0
Joan I. Barry Revocable Trust (Dtd. 12/13/13) 93,000 0.1% 93,000 0 93,000 0
Yushenkova Olga Petrovna 77,699 0.1% 77,699 0 77,699 0
Vanik Gyros 74,300 0.1% 74,300 0 74,300 0
John V. Barry Revocable Trust (Dtd. 12/13/13) 44,000 0.1% 44,000 0 44,000 0

 

 

Page 45 of 45 Pages

EXHIBIT 99.1

 

JOINT FILING AGREEMENT

 

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13D, including all amendments thereto, with respect to the ordinary shares, par value $0.20 per share, of Mallinckrodt plc, and further agree that this Joint Filing Agreement shall be included as an exhibit to the first such joint filing and may, as required, be included as an exhibit to subsequent amendments thereto.

 

Each of the undersigned agrees and acknowledges that each party hereto is (i) individually eligible to use such Schedule 13D and (ii) responsible for the timely filing of such Schedule 13D and any and all amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided that no party is responsible for the completeness and accuracy of the information concerning any other party unless such party knows or has reason to believe that such information is inaccurate.

 

Each of the undersigned hereby constitutes and appoints Alexander E. Parker as their true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to the statement on Schedule 13D, and to file the same, with exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent, full power and authority to do and perform each and every act and thing necessary or desirable to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

 

This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument. A facsimile or other reproduction of this Joint Filing Agreement may be executed by one or more parties hereto, and an executed copy of this Joint Filing Agreement may be delivered by one or more parties hereto by facsimile or similar instantaneous electronic transmission device pursuant to which the signature of or on behalf of such party can be seen, and such execution and delivery shall be considered valid, binding and effective for all purposes as of the date hereof.

 

 

 

Dated: March 5, 2021

 

 

 

[SIGNATURE PAGES FOLLOW]

 

 

  

 

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of the date first written above.

 

 

BUXTON HELMSLEY HOLDINGS, INC.    
     
     
By: /s/ Alexander E. Parker   March 5, 2021
Name: Alexander E. Parker    
Title: Director    
     
     
     
THE BUXTON HELMSLEY GROUP, INC.    
     
     
By: /s/ Alexander E. Parker   March 5, 2021
Name: Alexander E. Parker    
Title: Senior Managing Director    
     
     
     
ALEXANDER E. PARKER    
     
     
By: /s/ Alexander E. Parker   March 5, 2021
Name: Alexander E. Parker    
       
     
     
VLADISLAV DIKII    
     
     
By: /s/ Vladislav Dikii   March 5, 2021
Name: Vladislav Dikii    
     
     
     
THOMAS GITTER    
     
     
By: /s/ Thomas Gitter   March 5, 2021
Name: Thomas Gitter    
     
     
     
HANK BEINSTEIN    
     
     
By: /s/ Hank Beinstein   March 5, 2021
Name: Hank Beinstein    
     
     
     
  

 

JANICE J. O’CONNOR    
     
     
By: /s/ Janice J. O’Connor   March 5, 2021
Name: Janice J. O’Connor    
     
     
     
ROMAN DONSTOV VALENTINOVICH    
     
     
By: /s/ Roman Donstov Valentinovich   March 5, 2021
Name: Roman Donstov Valentinovich    
     
     
     
ALEXANDER KOCH    
     
     
By: /s/ Alexander Koch   March 5, 2021
Name: Alexander Koch    
     
     
     
ALEX PETER WOUNLUND    
     
     
By: /s/ Alex Peter Wounlund   March 5, 2021
Name: Alex Peter Wounlund    
     
     
     
JAMES JONATHAN JOSEY    
     
     
By: /s/ James Jonathan Josey   March 5, 2021
Name: James Jonathan Josey    
     
     
     
KIMBERY TULLY    
     
     
By: /s/ Kimberly Tully   March 5, 2021
Name: Kimberly Tully    
     
     
     
ANDREW GRUBER    
     
     
By: /s/ Andrew Gruber   March 5, 2021
Name: Andrew Gruber    
     
     
     
  

 

ALEXANDER LUGOVOY    
     
     
By: /s/ Alexander Lugovoy   March 5, 2021
Name: Alexander Lugovoy    
     
     
     
RICHARD BARRY    
     
     
By: /s/ Richard Barry   March 5, 2021
Name: Richard Barry    
     
     
     
ZAVOLOZHIN SERGEY VLADIMIROVICH    
     
     
By: /s/ Zavolozhin Sergey Vladimirovich   March 5, 2021
Name: Zavolozhin Sergey Vladimirovich    
     
     
     
VICTOR PARDO    
     
     
By: /s/ Victor Pardo   March 5, 2021
Name: Victor Pardo    
     
     
     
MARY DUNNE    
     
     
By: /s/ Mary Dunne   March 5, 2021
Name: Mary Dunne    
     
     
     
PETR HOFREK    
     
     
By: /s/ Petr Hofrek   March 5, 2021
Name: Petr Hofrek    
     
     
     
CHRIS TICHENOR    
     
     
By: /s/ Chris Tichenor   March 5, 2021
Name: Chris Tichenor    
     
     
     
  

 

ISRAEL LARRAONDO    
     
     
By: /s/ Israel Larraondo   March 5, 2021
Name: Israel Larraondo    
     
     
     
ROBERT KRAMER    
     
     
By: /s/ Robert Kramer   March 5, 2021
Name: Robert Kramer    
     
     
     
DAVID LAMB    
     
     
By: /s/ David Lamb   March 5, 2021
Name: David Lamb    
     
     
     
DANILIUK KIRILL VLADIMIROVICH    
     
     
By: /s/ Daniliuk Kirill Vladimirovich   March 5, 2021
Name: Daniliuk Kirill Vladimirovich    
     
     
     
JOAN I. BARRY REVOCABLE TRUST (DTD. 12/13/13)    
     
     
By: /s/ Janice J. O’Connor   March 5, 2021
Name: Janice J. O’Connor    
Title: Co-Trustee    
     
     
     
YUSHENKOVA OLGA PETROVNA    
     
     
By: /s/ Yushenkova Olga Petrovna   March 5, 2021
Name: Yushenkova Olga Petrovna    
     
     
     
VANIK GYROS    
     
     
By: /s/ Vanik Gyros   March 5, 2021
Name: Vanik Gyros    
     
     
     
  

 

JOHN V. BARRY REVOCABLE TRUST (DTD. 12/13/13)    
     
     
By: /s/ Janice J. O’Connor   March 5, 2021
Name: Janice J. O’Connor    
Title: Co-Trustee