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Washington, D.C. 20549






Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): May 16, 2023


Mallinckrodt plc

(Exact name of registrant as specified in its charter)


Ireland 001-35803 98-1088325
(State or other jurisdiction
of incorporation)
File Number)
(IRS Employer
Identification No.)


College Business & Technology Park, Cruiserath,
Blanchardstown, Dublin 15, Ireland

(Address of principal executive offices) (Zip Code)


Registrant’s telephone number, including area code:  +353 1 696 0000


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


(Title of each class) (Trading Symbol(s)) (Name of each exchange on which registered)
Ordinary shares, par value $0.01 per share MNK NYSE American LLC


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company  ¨


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨







Item 5.07. Submission of Matters to a Vote of Security Holders.


Each of the items listed below was submitted to a vote of shareholders at the 2023 Annual General Meeting of Shareholders (the “2023 AGM”) on May 16, 2023 and is described in more detail in Mallinckrodt plc’s (the “Company’s”) definitive proxy statement for the 2023 AGM, filed by the Company with the U.S. Securities and Exchange Commission on April 5, 2023. The final results for each of the matters submitted to a vote of shareholders are as follows:


Proposal 1: By separate resolutions, to elect as directors and to hold office, expiring at the end of the Company’s Annual General Meeting of Shareholders in 2024 (the “2024 AGM”), the following individuals:


   FOR   AGAINST   ABSTAIN   Broker Non-Vote 
Paul M. Bisaro   10,170,426    55,783    31,722    1,871,324 
Daniel A. Celentano   7,611,367    2,614,842    31,722    1,871,324 
Riad H. El-Dada   9,448,469    45,647    763,815    1,871,324 
Neal P. Goldman   8,090,417    2,135,792    31,722    1,871,324 
Karen L. Ling   9,443,987    50,129    763,815    1,871,324 
Woodrow A. Myers, Jr., M.D.   9,427,301    66,815    763,815    1,871,324 
Susan M. Silbermann   9,448,370    45,746    763,815    1,871,324 
James R. Sulat   9,438,269    55,847    763,815    1,871,324 
Sigurdur O. Olafsson   10,176,181    50,029    31,721    1,871,324 


Each of the foregoing nominees was elected to hold office until the conclusion of the 2024 AGM or until his or her earlier death, resignation or removal.


Proposal 2: Advisory non-binding vote to approve the re-appointment of Deloitte & Touche LLP as the independent auditors of the Company and, by binding vote, to authorize the Audit Committee of the Board of Directors to set the independent auditors’ remuneration.


FOR   AGAINST   ABSTAIN   Broker Non-Vote 
12,112,976   15,645   634   - 


Proposal 3: Advisory non-binding vote to approve the Company’s executive compensation.


FOR   AGAINST   ABSTAIN   Broker Non-Vote 
9,340,605   917,226   100   1,871,324 


Proposal 4: Authorize the Company and/or any subsidiary of the Company to make market purchases or overseas market purchases of Company shares.


FOR   AGAINST   ABSTAIN   Broker Non-Vote 
12,093,650   34,392   1,213   - 


Proposal 5: Authorize, via special resolution, the price range at which the Company can re-allot shares held as treasury shares.


FOR   AGAINST   ABSTAIN   Broker Non-Vote 
11,337,077   791,681   497   - 







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: May 17, 2023 By: /s/ Mark Tyndall 
      Mark Tyndall

Executive Vice President, Chief Legal Officer & Corporate Secretary